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Gatekeeping in Handbook Policy: Development and Application of a Research-Based, Novel Matrix of Evaluation

Interactive visualizations of content document analysis across 44 handbooks

Authors

Aaron Reslink, LCPC, LMHC; Kristina DePue, PhD, NCC; Stephanie Stiavetti, APCC, AMFT

Summary

  • Gatekeeping and remediation policies differ across U.S. programs and the field does not have a united language or stance on gatekeeping and remediation (consider: "personal fitness" "mental fitness" "personal capacity" for describing student mental health).
  • Almost all programs have a remediation strategy, but the details of these policies vary widely.
  • They vary in detail, types of assistance provided, and description of formality levels.
  • Only 50% of student handbooks defined dispositional issues that could lead to a gatekeeping concern.
  • A robust description of specific remediation interventions was found in 9 of 44 handbooks.

Abstract

This case study investigated current trends of gatekeeping in counseling program handbooks using content analysis. Remediation planning was the most present code, found in 39 of 44 handbooks. Authors call to increase culturally- and disability-informed remediation practices. Additionally, policies of gatekeeping were inconsistent in the sample, following different recommendations.

Introduction

Counselor educators determine which counseling students are appropriate to continue into the field by serving as gatekeepers to the profession. The action of gatekeeping is a key factor of counselor educator identity, and is also associated with stress on counselor educators (Decine & Waalkes, 2022; Brown-Rice & Furr, 2016). Because gatekeeping issues are also relevant with problems of professional competency or dispositional problems, counselor educators can face difficult decisions when approaching gatekeeping.

Additionally, legal issues can be a source of stress during remediation and gatekeeping, as counselor educators have multiple perspectives on the role of gatekeeping and dismissal when legal challenges occur (Burkholder et al., 2014). Finally, Urwin et al. (2006) shows the benefit of informing students about program expectations, and research has suggested benefits to informing and involving students in gatekeeping (Foster et al., 2014).

When considering counselor educator stress, legal challenges, and the students' roles, counselor educators can benefit from having concretized, formal policies (Gaubatz & Vera, 2002), such as those found in the student program handbook. Because these formal policies have been described in the literature (Gilfoye, 2008; Homrich et al., 2018), and because student program handbooks often include statements about remediation and dismissal procedures, these researchers engaged in a content analysis to determine the present state of gatekeeping and remediation in mental health counseling programs as found in program handbooks.

Study Purpose

To determine the present state of gatekeeping and remediation policy and practice as present in current mental health counseling program handbooks. Additionally, these researchers sought to compare program handbooks using content analysis. Finally, an evaluation matrix was developed as the result of researcher conversations about the commonly observed factors of gatekeeping.

Research Questions

  • What policies are common in current (2016 - present) counseling student handbooks across a U.S. sample?
  • How different are policies between sample categories (e.g., private versus public school handbooks?)
  • How frequently do handbooks follow literature-based recommendations?

Methodology

This study uses a case study design with a content document analysis method (Creswell & Poth, 2024, Krippendorff, 2004). The case study was defined as gatekeeping and remediation issues within a current (2016-present) mental health counseling program handbook. In addition, focus was drawn to handbook information pertaining to within-program policy. This boundary allowed for investigation of gatekeeping as a unique practice within counselor education.

Results

Bivariate code frequencies were not significantly different between public and private schools (t(42) = -.067, two-sided p = .947). Schools which outsourced dismissal policies did not have a significantly less dismissal codes overall compared with other handbooks (t(42) = 1.578, one-sided p = .061, Bonferroni corrected α when isolating one of nine axial categories = .055).

We recommend a gatekeeping evaluation matrix based on common language with the following dialectics:

  • Strengths-Based & Collaborative Remediation vs. Prescriptive
  • Role Clarity vs. Confusion
  • Standardized vs. Unclear or Absent Evaluation Procedures
  • Centralized and/or Synthesized Gatekeeping Policy vs. Scattered or Absent Policy
  • Expansive vs. Limited Definitions of Gatekeeping
  • Multicultural & Accessibility Dispositional Considerations vs. Dispositions and Abilities Rigidly Defined

Limitations

This study utilized content analysis; thus, data about faculty composition, recent active gatekeeping practices, and other important data to the topic of interest were not gathered. While intercoder reliability was generally good across all 9 axial areas (87% agreement), two areas were below the recommended percentage agreement, and two were within some concern (appeals policy, 72%; code of ethics, 73%; remediation plans, 77%; supplemental documents, 77%).

This limits the replicability of the codebook and calls for stricter codebook and coding confirmation in any follow up research. Finally, student handbooks may not describe the full scope of a program's gatekeeping practices, and some schools may choose to purposefully limit information about their gatekeeping policies or maintain within-program policies not disclosed.

Discussion

Counselor educators are recommended to hold clear gatekeeping policies to protect from litigation, increase transparency, and serve as a guide for current faculty (Urwin et al., 2006; Gaubatz & Vera, 2002; Gilfoye, 2008). The field of counselor education may benefit from a push towards universalized language regarding dismissal, remediation, dispositions, professional competency, and evaluation strategies.

This study is the first of its kind to analyze a large sample of counseling student handbooks and determine current trends. Future researchers may wish to coordinate these findings with case study designs that capture current policies in action, the content of faculty meetings, or the perceptions of experts on best practice when engaging in dismissal and gatekeeping procedures.

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